SEC FORM
3
SEC Form 3
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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| OMB APPROVAL |
| OMB Number: |
3235-0104 |
| Estimated average burden |
| hours per response: |
0.5 |
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1. Name and Address of Reporting Person*
| C/O ACADEMY SPORTS AND OUTDOORS, INC. |
| 1800 NORTH MASON ROAD |
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year)
10/02/2020
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3. Issuer Name and Ticker or Trading Symbol
Academy Sports & Outdoors, Inc.
[ ASO ]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
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10% Owner |
| X |
Officer (give title below) |
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Other (specify below) |
| SVP, General Counsel |
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5. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Beneficially Owned |
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| 1. Title of Security (Instr.
4)
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2.
Amount of Securities Beneficially Owned (Instr.
4)
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3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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4. Nature of Indirect Beneficial Ownership (Instr.
5)
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| Common Stock |
126,271
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D |
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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| 1. Title of Derivative Security (Instr.
4)
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2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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6. Nature of Indirect Beneficial Ownership (Instr.
5)
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| Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Stock Options (Right to Buy) |
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08/21/2023 |
Common Stock |
7,738 |
16.7 |
D |
|
| Stock Options (Right to Buy) |
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08/21/2023 |
Common Stock |
7,738 |
16.7 |
D |
|
| Stock Options (Right to Buy) |
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11/20/2023 |
Common Stock |
1,190 |
16.7 |
D |
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| Stock Options (Right to Buy) |
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11/20/2023 |
Common Stock |
1,190 |
16.7 |
D |
|
| Stock Options (Right to Buy) |
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03/27/2026 |
Common Stock |
5,227 |
16.7 |
D |
|
| Stock Options (Right to Buy) |
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03/23/2027 |
Common Stock |
5,213 |
16.7 |
D |
|
| Stock Options (Right to Buy) |
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03/23/2027 |
Common Stock |
2,606 |
16.7 |
D |
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| Stock Options (Right to Buy) |
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04/05/2028 |
Common Stock |
23,004 |
16.48 |
D |
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| Stock Options (Right to Buy) |
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04/05/2028 |
Common Stock |
11,502 |
16.48 |
D |
|
| Stock Options (Right to Buy) |
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03/07/2029 |
Common Stock |
24,796 |
16.57 |
D |
|
| Stock Options (Right to Buy) |
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03/07/2029 |
Common Stock |
12,213 |
16.57 |
D |
|
| Stock Options (Right to Buy) |
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03/05/2030 |
Common Stock |
29,508 |
17.3 |
D |
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| Explanation of Responses: |
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| Remarks: |
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/s/ Rene G. Casares |
10/02/2020 |
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** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
Know all by these presents that the undersigned, does hereby make, constitute
and appoint each of Sarah Green and Janet Morrow, or any one of them, as a true
and lawful attorney-in-fact of the undersigned with full powers of substitution
and revocation, for and in the name, place and stead of the undersigned (in the
undersigned's individual capacity), to execute and deliver such forms that the
undersigned may be required to file with the U.S. Securities and Exchange
Commission as a result of the undersigned's ownership of or transactions in
securities of Academy Sports and Outdoors, Inc. (the "Company") (i) pursuant to
Section 16(a) of the Securities Exchange Act of 1934, as amended, including
without limitation, statements on Form 3, Form 4 and Form 5 (including any
amendments thereto) and (ii) in connection with any applications for EDGAR
access codes or any other documents necessary or appropriate to obtain codes and
passwords enabling the undersigned to make electronic filings with the
Securities and Exchange Commission, including without limitation the Form ID.
The Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4 and 5 with regard to his or
her ownership of or transactions in securities of the Company, unless earlier
revoked in writing. The undersigned acknowledges that Sarah Green and Janet
Morrow are not assuming any of the undersigned's responsibilities to comply with
Section 16 of the Securities Exchange Act of 1934, as amended.
By: /s/ Rene G. Casares
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Name: Rene G. Casares
Date: September 16, 2020
